Frank Lawrence Agron

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2010-08-02
TX	RA	APPROVED_RES	2003-07-01

KS RA
APPROVED

Since 2010-08-02
TX RA
APPROVED_RES

Since 2003-07-01

Branch Locations

7400 W 130Th St Stes 200 & 400, Overland Park, KS 66213 • United States

Overland Park, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Overland Park	KS	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Overland Park	KS	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Overland Park, KS
11/2016 → Present

Wells Fargo Clearing Services, Llc

Overland Park, KS

Previous Registrations

1990-02-20 → 2003-07-01

Prudential Equity Group, Llc

Kansas City, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-02
S63	Uniform Securities Agent State Law Examination	1980-06-14

S65 Uniform Investment Adviser Law Examination

1995-06-02
S63 Uniform Securities Agent State Law Examination

1980-06-14

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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