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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-02-21 |
| MO | RA | APPROVED | 2025-02-20 |
| SC | RA | APPROVED | 2025-02-20 |
| TX | RA | APPROVED | 2025-02-20 |
Branch Locations
500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Psb Officiating Services | Wildwood | MO | 09/2016 | 12/2019 |
| Baxter Farms & Nurseries | Maryland Heights | MO | 06/2018 | 08/2018 |
| Dierbergs | Chesterfield | MO | 06/2019 | 08/2019 |
| Stl Stripes Llc | Wildwood | MO | 01/2020 | 03/2023 |
| Bass Pro Shops Base Camp | Springfield | MO | 08/2020 | 09/2020 |
| Grey Eagle Distributors | Fenton | MO | 07/2021 | 08/2022 |
| Hsg Realty | St. Louis | MO | 09/2021 | 03/2022 |
| Charles Schwab & Co., Inc. | Town And Country | MO | 04/2023 | 09/2024 |
| Full-Time Education | Wildwood | MO | 05/2013 | 12/2022 |
| Lpl Financial Llc | Tempe | AZ | 02/2025 | Present |
| Unemployed | Wildwood | MO | 09/2024 | 02/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-25 |
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