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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-01-06
  • NC RA
    APPROVED
    Since 2026-01-06

Branch Locations

2002 Eastwood Rd Ste 305, Wilmington, NC 28403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fortress Financial Wilmington NC 02/2023 02/2025
Q2 Holdings Inc Raleigh NC 04/2021 12/2022
Teksystems Raleigh NC 06/2015 04/2021
Commonwealth Financial Network Waltham MA 02/2023 12/2023
Commonwealth Financial Network Waltham MA 01/2024 01/2025
Fortress Financial Wilmington NC 02/2023 Present
Cetera Wealth Services, Llc El Segundo CA 01/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
  • 02/2023 → 02/2025
    Fortress Financial
    Wilmington, NC
  • 04/2021 → 12/2022
    Q2 Holdings Inc
    Raleigh, NC
  • 06/2015 → 04/2021
    Teksystems
    Raleigh, NC
  • 02/2023 → 12/2023
    Waltham, MA
  • 01/2024 → 01/2025
    Waltham, MA
  • 02/2023 → Present
    Fortress Financial
    Wilmington, NC
  • 01/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: TRAVIS GUERRY INVESTMENT RELATED: NO ADDRESS: RALEIGH, NC 27612 NATURE OF BUSINESS: RENTAL PROPERTY START DATE: 04/2023 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CO-OWNER OF A RENTAL PROPERTY; 2. NAME OF OTHER BUSINESS: FORTRESS FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2023 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: PROVIDING FINANCIAL ADVICE AND COMPLETING ANY REQUIRED PAPERWORK;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-11
  • S66 Uniform Combined State Law Examination
    2024-04-11
Designations
Other Names
  • Travis James Guerry

View on SEC IAPD

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