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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-03-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Dawn | MO | 02/2023 | Present |
| Canadian Pacific Railroad | Chillicothe | MO | 06/2010 | 02/2023 |
| Ireland Farms | Dawn | MO | 01/2023 | Present |
1) 10/05/2023 - Ireland Farms - Outside/W-2 Employment - farm hand, equipment maintenance, livestock care - Mo 64638 - Non investment related - 75 Hours per month - Start date: 01/01/2023. 2) 10/05/2023 - IHT WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 03/26/2024 - IHT Wealth Management, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 3/25/2024 - 160 Hours Per Month/ 40 Hours During Trading - I provide investment advisory services through IHT Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 3/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 03/26/2024 - CRP - Conservation Reserve Program - Business Owner - Not Investment Related - Home Based - Start Date 10/01/2010 - 1 Hour Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-16 |
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