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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-19 |
| TX | RA | APPROVED | 2024-08-19 |
Branch Locations
1999 Avenue Of The Stars Suite 2400, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Investment Management, Inc | Los Angeles | CA | 01/2023 | 05/2023 |
| First Republic Securities Company, Llc | Los Angeles | CA | 02/2023 | 05/2023 |
| The Capital Burger | Boston | MA | 05/2022 | 12/2022 |
| Cafe Landwer | Boston | MA | 03/2022 | 04/2022 |
| Northeastern University | Boston | MA | 01/2021 | 12/2022 |
| Knopman Marks Financial Training | New York | NY | 01/2020 | 08/2021 |
| Belle's Cafe | Newport | RI | 06/2018 | 08/2019 |
| Bodytalk Boutique | Avon | CT | 01/2015 | 06/2018 |
| Northeastern University | Boston | MA | 08/2021 | 03/2022 |
| Northeastern University | Boston | MA | 08/2019 | 01/2020 |
| Ubs Financial Services, Inc. | Beverly Hills | CA | 05/2023 | 08/2024 |
| Morgan Stanley | Los Angeles | CA | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-31 |
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