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Employer firm

Blackrock Investment Management, LLC CRD 108928

$677B regulatory AUM 81 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-05-23
NY RA APPROVED 2023-05-22
  • NJ RA
    APPROVED
    Since 2023-05-23
  • NY RA
    APPROVED
    Since 2023-05-22

Branch Locations

50 Hudson Yards, New York, NY 10001 • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc New York NY 02/2023 Present
Blackrock New York NY 08/2012 Present
  • 02/2023 → Present
    Blackrock Investments, Llc
    New York, NY
  • 08/2012 → Present
    Blackrock
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-05-22
  • S63 Uniform Securities Agent State Law Examination
    2023-05-22
Designations
  • Chartered Financial Analyst
Other Names
  • Joe Capka
  • Joe Capka

View on SEC IAPD

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