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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-11-04
  • DE RA
    APPROVED
    Since 2025-11-04

Branch Locations

22205 Dupont Blvd, Georgetown, DE 19947 • United States

28529 Dupont Blvd, Milsboro, DE 19966-0666 • United States

509 West Stein Highway, Seaford, DE 19973 • United States

673 North Dupont Highway, Milford, DE 19963 • United States

22920 Sussex Highway, Seaford, DE 19973 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Bank Millsboro DE 09/2023 Present
M&T Bank Milford DE 08/2018 09/2023
M&T Bank Millsboro DE 05/2015 06/2018
Unemployed Milford DE 06/2018 08/2018
Lpl Financial Millsboro DE 02/2023 Present
  • 09/2023 → Present
    M&T Bank
    Millsboro, DE
  • 08/2018 → 09/2023
    M&T Bank
    Milford, DE
  • 05/2015 → 06/2018
    M&T Bank
    Millsboro, DE
  • 06/2018 → 08/2018
    Unemployed
    Milford, DE
  • 02/2023 → Present
    Lpl Financial
    Millsboro, DE
Other Businesses

1) 05/16/2025 - M&T Bank - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 09/20/2023 - 160 hours per month/ 40 hours during trading 2) 08/29/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name M&T Financial Services -Start Date:08/18/2025 - Inv. Related- At reported business location(s)-160 Hrs/Mth - 160 Hrs During Trading. 3) 11/20/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - Start Date 10/30/2025 - 160 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-30
  • S66 Uniform Combined State Law Examination
    2025-10-30
Other Names
  • Robin Nicole Lupi

View on SEC IAPD

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