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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-09-29 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 04/2023 | Present |
| Wells Fargo | Saddle Brook | NJ | 01/2022 | 03/2023 |
| Td Bank Na | Hasbrouck Heights | NJ | 09/2021 | 12/2021 |
| Ruby Tuesday Times Square | New York | NJ | 10/2017 | 12/2018 |
| Tgi Friday's | Miami Beach | FL | 04/2017 | 09/2017 |
| Crude Oil Refinery Okta Ad Skopje | Skopje | 04/2016 | 09/2016 | |
| Demi-An Trans | Skopje | 10/2016 | 03/2017 | |
| Firehouse Family Restaurant | Garfield | NJ | 01/2019 | 03/2020 |
| Shop Express Biser | Garfield | NJ | 04/2020 | 08/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-28 |
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