Joseph M Kern

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-10-25
IA	RA	APPROVED	2023-10-19

TX RA
APPROVED

Since 2023-10-25
IA RA
APPROVED

Since 2023-10-19

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Des Moines	IA	03/2023	Present
Trivista Companies	Altoona	IA	11/2022	03/2023
Draftkings Inc.	Boston	MA	06/2020	08/2020
Be More Innovations	Baltimore	MD	08/2019	10/2019
Johns Hopkins University	Baltimore	MD	06/2019	07/2019
Blue Compass Interactive	West Des Moines	IA	06/2018	08/2018
Dowling Catholic High School	West Des Moines	IA	08/2013	05/2017
Johns Hopkins University	Baltimore	MD	08/2017	05/2021
University Of Minnesota	Minneapolis	MN	08/2021	05/2023

03/2023 → Present

Morgan Stanley

Des Moines, IA
11/2022 → 03/2023

Trivista Companies

Altoona, IA
06/2020 → 08/2020

Draftkings Inc.

Boston, MA
08/2019 → 10/2019

Be More Innovations

Baltimore, MD
06/2019 → 07/2019

Johns Hopkins University

Baltimore, MD
06/2018 → 08/2018

Blue Compass Interactive

West Des Moines, IA
08/2013 → 05/2017

Dowling Catholic High School

West Des Moines, IA
08/2017 → 05/2021

Johns Hopkins University

Baltimore, MD
08/2021 → 05/2023

University Of Minnesota

Minneapolis, MN

Other Businesses

*561637 - Kern Photo, LLC; Investment related Yes; Norwalk, Iowa; Real Estate Photography; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 08/2023 ; During business hours: 0; After business hours: 8; Sales/Marketing

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-10-18

S66 Uniform Combined State Law Examination

2023-10-18

View on SEC IAPD