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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Superior National Bank & Trust | Hancock | MI | 04/2023 | 04/2024 |
| Wealth Strategy Group Llc | Marquette | MI | 02/2024 | 04/2024 |
| Michigan Technological University | Houghton | MI | 08/2021 | 04/2023 |
| Sleeman Construction, Inc. | Chassell | MI | 04/2022 | 01/2023 |
| Halonen Landscaping | Atlantic Mine | MI | 04/2017 | 08/2021 |
| Walmart, Inc. | Houghton | MI | 03/2020 | 05/2020 |
| Gogebic Community College | Houghton | MI | 08/2018 | 04/2021 |
| Chassell Township Schools | Chassell | MI | 09/2008 | 05/2020 |
| Lpl Financial Llc | Marquette | MI | 04/2024 | 06/2026 |
| Ameriprise Financial Services, Llc | Marquette | MI | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-20 |
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