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Current Employers
Apollon Wealth Management, Llc

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-04
  • CA RA
    APPROVED
    Since 2024-11-04

Branch Locations

2526 W 235Th St Apt B, Torrance, CA 90505 • United States

111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Beverly Hills CA 11/2014 10/2024
Apollon Wealth Management Los Angeles CA 11/2024 Present
Purshe Kaplan Sterling Investments Albany NY 11/2024 Present
  • 11/2014 → 10/2024
    Beverly Hills, CA
  • 11/2024 → Present
    Apollon Wealth Management
    Los Angeles, CA
  • 11/2024 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2014-11-05 → 2024-11-13
    Beverly Hills, CA
    Century City, CA
    Austin, TX
  • 2009-02-12 → 2014-10-10
    Newport Beach, CA
  • 2007-04-02 → 2009-02-13
    Morgan Stanley & Co. Llc
    Newport Beach, CA
  • 2006-08-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Newport Beach, CA
Other Businesses

1) Apollon Wealth Management. Investment related. At registered location. RIA. Wealth Management Advisor. 10/2024. 160 hrs/month. 130 hrs during securities hrs. Assist Kevin and his clients.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-11
  • S66 Uniform Combined State Law Examination
    2006-08-11
Designations

View on SEC IAPD

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