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Stephen E Pate

Morgan Stanley

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-06-04
  • LA RA
    APPROVED
    Since 2025-06-04

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New Orleans LA 11/2023 Present
Raising Cane's Restaurants, Llc Baton Rouge LA 07/2013 04/2023
Unemployed Mandeville LA 05/2023 10/2023
  • 11/2023 → Present
    Morgan Stanley
    New Orleans, LA
  • 07/2013 → 04/2023
    Raising Cane's Restaurants, Llc
    Baton Rouge, LA
  • 05/2023 → 10/2023
    Unemployed
    Mandeville, LA
Previous Registrations
  • 2007-01-26 → 2007-05-24
    Morgan Stanley & Co. Llc
    Boston, MA
  • 2006-09-18 → 2007-01-23
    Morgan Stanley Dw Inc.
    Wellesley, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-02
  • S66 Uniform Combined State Law Examination
    2025-06-02
Other Names
  • Stephen Elliott Pate
  • Stephen E Pate

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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