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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-05-23 |
| TX | RA | APPROVED | 2024-05-17 |
Branch Locations
1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Orleans | LA | 07/2008 | 05/2024 |
| Bank Of America, N.A. | New Orleans | LA | 12/2009 | 05/2024 |
| Morgan Stanley Smith Barney Llc | New Orleans | LA | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2024 | Present |
*596125- AVF LLC; Investment related: Yes; Metairie, Louisiana; Real Estate; Officer (proprietor, partner, officer, director, employee, trustee, agent); 11/1998; During business hours: 0; After business hours: 0; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-08 |
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