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185 W Chestnut Ave, Monrovia, CA 91016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-02-11 |
| CA | RA | APPROVED | 2026-02-10 |
Branch Locations
Livingston, NJ • United States
185 W Chestnut Ave, Monrovia, CA 91016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential | Newark | NJ | 07/2005 | 03/2023 |
| Unemployed | Livingston | NJ | 04/2023 | 04/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2023 | 02/2025 |
| Northwestern Mutual Investment Services Llc | Florham Park | NJ | 08/2023 | 02/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2023 | 02/2025 |
| Upmarket Securities Llc | New York | NY | 02/2025 | 01/2026 |
| Globalink Securities Inc | Pasadena | CA | 02/2026 | Present |
1. Butterfly Garden LLC, Not Investment-related, 11 Carillon Cir, Livingston, NJ, USA, 100% Owner, Start Date: 05/03/2016, 1 hrs per week, 0 trading hrs per week, Real Estate Investment, investment income. 2. Touchstone Financial LLC - Shorthills NJ, owner of the Fixed Insurance Agency from 02/16/2025, 5 hours per month, commission based. 3. TransGlobal, Edison NJ, Agency Director since 8/23/2023, 40 hours per month, commission based. 4. TransGlobal Advisory, Monriva CA, Advisor since 1/28/2026, 10 hours per month, Fee based. Securities related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-10 |
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