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Derek Norsworthy

Charles Schwab & Co., Inc.

Austin, TX

CRD 7699070

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-12
  • TX RA
    APPROVED
    Since 2025-09-12

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cava Frisco TX 08/2020 01/2022
Small Business Development Cen Amarillo TX 10/2021 06/2022
Wt Enterprise Center Amarillo TX 10/2021 06/2022
Tj Maxx North Olmsted OH 01/2020 08/2020
Wayback Burgers Frisco TX 08/2016 08/2020
Mindlance Austin TX 09/2022 08/2023
Charles Schwab & Co., Inc Austin TX 02/2023 Present
Charles Schwab Bank, Ssb Austin TX 09/2025 Present
  • 08/2020 → 01/2022
    Cava
    Frisco, TX
  • 10/2021 → 06/2022
    Small Business Development Cen
    Amarillo, TX
  • 10/2021 → 06/2022
    Wt Enterprise Center
    Amarillo, TX
  • 01/2020 → 08/2020
    Tj Maxx
    North Olmsted, OH
  • 08/2016 → 08/2020
    Wayback Burgers
    Frisco, TX
  • 09/2022 → 08/2023
    Mindlance
    Austin, TX
  • 02/2023 → Present
    Charles Schwab & Co., Inc
    Austin, TX
  • 09/2025 → Present
    Charles Schwab Bank, Ssb
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-12
S63 Uniform Securities Agent State Law Examination 2023-12-29
  • S66 Uniform Combined State Law Examination
    2025-09-12
  • S63 Uniform Securities Agent State Law Examination
    2023-12-29

View on SEC IAPD

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