Edward Kevin Marshall

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 12/2022
  Cambridge Investment Research, Inc
  Fairfield, IA
• 06/2009 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2003-08-20 → 2009-06-11
  Avantax Advisory Services
  Chevy Chase, MD

Other Businesses

1.EDWARD K MARSHALL, 6901 E 1st St, 1003, Scottsdale AZ 85251, 08/1986. TAX PREPARATION/CONSULTING CPA, NIR, DEVOTES 50 HR/YR 20/TRADE. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.ELDORADO ON 1ST HOA, 6901 E 1st St, #1003, Scottsdale AZ 85251, United States, 05/19/2022, Board of Director, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-08
• S63 Uniform Securities Agent State Law Examination
  1999-02-05

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Ed Marshall