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Mark Parker Ricks

Wells Fargo Clearing Services, LLC

Ogden, UT

Ogden, UT

Salt Lake City, UT

Roy, UT

Ogden, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2011-01-03
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

2389 Washington Blvd, Ogden, UT 84401 • United States

4301 Harrison Blvd, Ogden, UT 84403 • United States

299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States

5603 S 1900 W, Roy, UT 84067 • United States

2596 N 400 E, Ogden, UT 84414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brigham City UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc Brigham City UT 11/2016 Present
Previous Registrations
  • 2008-08-27 → 2011-01-03
    Wells Fargo Investments, Llc
    Brigham City, UT
    Ogden, UT
  • 2007-11-27 → 2008-10-27
    Ccr Financial Planning
    North Logan, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-09
  • S66 Uniform Combined State Law Examination
    2006-12-09

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OGDEN, UT
LPL FINANCIAL LLC · OGDEN, UT
AXXCESS WEALTH MANAGEMENT, LLC · Ogden, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ogden, UT
AMERIPRISE FINANCIAL SERVICES, LLC · Ogden, UT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · OGDEN, UT
KEY INVESTMENT SERVICES LLC · Ogden, UT
ASCEND INVESTMENT PARTNERS · OGDEN, UT

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