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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-04-05 |
| TX | RA | APPROVED | 2024-04-03 |
Branch Locations
3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New Orleans | LA | 10/2013 | 04/2024 |
| Jpmorgan Chase Bank Na | New Orleans | LA | 10/2013 | 04/2024 |
| Ubs Financial Services Inc. | Atlanta | GA | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-21 |
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