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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-07
CA RA APPROVED 2025-11-26
  • TX RA
    APPROVED
    Since 2026-01-07
  • CA RA
    APPROVED
    Since 2025-11-26

Branch Locations

333 N Santa Cruz Ave, Los Gatos, CA 95030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Sunnyvale CA 02/2023 05/2023
Unemployed San Jose CA 11/2022 02/2023
Ironclad Inc San Francisco CA 03/2021 11/2022
University Of California Berkeley Berkeley CA 06/2019 03/2022
University Of California Berkeley CA 08/2009 12/2020
University Of California Berkeley Berkeley CA 08/2016 12/2018
Grid.AI New York CA 01/2021 03/2021
Thunder Token Sunnyvale CA 07/2018 08/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 09/2025 Present
Zeplug Usa Boston MA 05/2023 01/2024
Unemployed San Jose CA 01/2024 08/2024
Context Switch Llc San Jose CA 08/2024 09/2025
Bank Of America, N.A. San Jose CA 11/2025 Present
  • 02/2023 → 05/2023
    Fidelity Investments
    Sunnyvale, CA
  • 11/2022 → 02/2023
    Unemployed
    San Jose, CA
  • 03/2021 → 11/2022
    Ironclad Inc
    San Francisco, CA
  • 06/2019 → 03/2022
    University Of California Berkeley
    Berkeley, CA
  • 08/2009 → 12/2020
    University Of California
    Berkeley, CA
  • 08/2016 → 12/2018
    University Of California Berkeley
    Berkeley, CA
  • 01/2021 → 03/2021
    Grid.AI
    New York, CA
  • 07/2018 → 08/2018
    Thunder Token
    Sunnyvale, CA
  • 09/2025 → Present
    San Jose, CA
  • 05/2023 → 01/2024
    Zeplug Usa
    Boston, MA
  • 01/2024 → 08/2024
    Unemployed
    San Jose, CA
  • 08/2024 → 09/2025
    Context Switch Llc
    San Jose, CA
  • 11/2025 → Present
    Bank Of America, N.A.
    San Jose, CA
Other Businesses

I*2947278, Entity Type Entity For Profit, Name of OBA: Context Switch LLC Address: SacramentoCalifornia95816 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/01/2024No Hours: 0 No Hours during trading: 0 Duties: I will be shutting this LLC down. Personal and professional coaching business. Have offboarded all clients and in the process of shutting down. No activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-26
  • S66 Uniform Combined State Law Examination
    2025-11-26

View on SEC IAPD

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