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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Santa Clara | CA | 02/2023 | 04/2024 |
| Nylife Securities Llc | Santa Clara | CA | 08/2023 | 04/2024 |
| Milpitas Dental Group | Milpitas | CA | 01/2003 | 11/2024 |
| Pruco Securities Llc | San Jose | CA | 04/2024 | 11/2024 |
| The Prudential Insurance Company Of America | San Jose | CA | 08/2024 | Present |
| Lpl Enterprise, Llc | San Jose | CA | 11/2024 | Present |
1) 04/21/2025-Milpitas Dental Group-Dentist-Outside/W-2 Employment-Not inv related-At Milpitas, CA-Start date 01/01/2003-32hrs/mth-16hrs/mth during trading 2) 04/22/2025-Real Estate Rental-Investment House-Inv related-At Chino Hills, CA-Start date 08/01/2018-0hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-25 |
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