Saul Gomez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2023 → 12/2024
  Florida Financial Advisors Dba Tristate Financial Advisors
  Philadelphia, PA
• 09/2018 → 05/2022
  Full-Time Education At The Catholic University Of America
  Washington, DC
• 09/2014 → 07/2018
  Southbrunswick Highschool
  Southbrunswick, NJ
• 11/2016 → 05/2018
  Mcdonalds
  Monmouth Junction, NJ
• 12/2018 → 01/2019
  Ups Cranbury Hub
  Monroe Township, NJ
• 07/2019 → 08/2019
  Bj's
  Northbrunswick, NJ
• 10/2020 → 01/2021
  Target
  South Brunswick, NJ
• 05/2021 → 08/2021
  Amazon
  East Windsor, NJ
• 03/2020 → 10/2020
  Bj's
  Northbrunswick, NJ
• 05/2022 → 02/2023
  Unemployed
  Philadelphia, PA
• 12/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 01/2025 → 11/2025
  Servpro
  South River, NJ
• 05/2024 → 12/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
• 02/2024 → 06/2025
  Employbridge
  Pennington, NJ
• 11/2023 → 12/2023
  Ups
  Pennington, NJ

Previous Registrations

• 2023-03-01 → 2023-10-13
  Florida Financial Advisors, Llc
  Philadelphia, PA

Other Businesses

I*3504265 Entity Type: Entity For Profit Name of OBA: Amway Address: Ada, Michigan, 49355 Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 02/19/2025 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: To help people with Health and Wellness, but also for IBOs which I can bring on to make additional income outside of a 9-5 job. A side hustle. To let people know what is available in terms of products and opportunity

Exams

• S66 Uniform Combined State Law Examination
  2026-03-19
• S65 Uniform Investment Adviser Law Examination
  2023-02-03