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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-24 |
| CO | RA | APPROVED | 2026-04-06 |
Branch Locations
Broomfield, CO • United States
1801 13Th Street Suite 310, Boulder, CO 80302-5342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aerotek | Sioux Falls | SD | 01/2021 | 03/2021 |
| Sioux Falls School District | Sioux Falls | SD | 07/2020 | 12/2020 |
| Great Life Golf And Fitness Club | Sioux Falls | SD | 01/2017 | 03/2020 |
| Lincoln High School Football | Sioux Falls | SD | 06/2019 | 12/2022 |
| College Student - Augustana University | Sioux Falls | SD | 09/2016 | 12/2016 |
| J.P. Morgan Securities Llc | Sioux Falls | SD | 02/2023 | 11/2023 |
| Jpmorgan Chase Bank, N.A. | Sioux Falls | SD | 04/2021 | 11/2023 |
| U.S. Bancorp Investments, Inc. | Sioux Falls | SD | 11/2023 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Sioux Falls | SD | 02/2026 | 03/2026 |
| Rbc Capital Markets Llc | Boulder | CO | 04/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-28 |
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