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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-03-26 |
| CT | RA | APPROVED | 2026-03-18 |
| FL | RA | APPROVED | 2026-03-18 |
| IN | RA | APPROVED | 2026-03-18 |
| PA | RA | APPROVED | 2026-03-18 |
| TX | RA | APPROVED_RES | 2026-03-18 |
| CA | RA | APPROVED | 2026-03-17 |
| MN | RA | APPROVED | 2025-06-09 |
| VA | RA | APPROVED | 2024-10-31 |
| RI | RA | APPROVED | 2024-10-29 |
Branch Locations
401 Wampanoag Trail Suite 400, Riverside, RI 02915 • United States
2000 Chapel View Blvd Suite 215, Cranston, RI 02920 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Greenwich Bay Residential | Providence | RI | 04/2020 | 05/2023 |
| Warwick Public Schools | Warwick | RI | 11/2019 | 04/2020 |
| A Plus Staffing | Providence | RI | 10/2018 | 05/2020 |
| Goodbye Butterfly, Llc | Salisbury | NC | 11/2019 | 12/2019 |
| Warwick Beacon | Warwick | RI | 01/2017 | 02/2018 |
| Ocean Exploration Trust | Narragansett | RI | 05/2017 | 11/2017 |
| (Add)Ventures | Providence | RI | 09/2016 | 12/2016 |
| Ryan Center/University Of Rhode Island | Kingstown | RI | 05/2016 | 05/2017 |
| Advanced Production And Design | Warwick | RI | 04/2018 | 09/2018 |
| Sagepoint Financial, Inc. | Cranston | RI | 02/2023 | 10/2024 |
| Osaic Wealth, Inc. | Cranston | RI | 09/2023 | 10/2024 |
| Guardian Life Insurance Company | Cranston | RI | 10/2024 | Present |
| Park Avenue Securities | Cranston | RI | 10/2024 | Present |
| Guardian Life Insurance Company | Riverside | RI | 06/2026 | Present |
| Park Avenue Securities | Riverside | RI | 06/2026 | Present |
Administrative Support" I help with the administration for David Weinberg's Investment Business. Start Date: 09/11/2024 Address: 2000 Chapel View Blvd. Suite 215, Cranston RI 02920 60 total hours per month ; 30 during normal securities trading hours Investment Related 25-50 % Annual Compensation Up-Hill Productions, LLC: Film Production, producer 20% Owner in LLC Start Date: 10/02/2017 Address: 84 Enfield Street, Pawtucket RI 02861 4 total hours per month ; 0 during normal securities trading hours Not Investment Related Less than 10% Annual Compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-17 |
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