Scott P Gevertz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 01/2020
  Wescom Financial Services
  Pasadena, CA
• 01/2020 → Present
  Lpl Financial, Llc
  Los Alamitos, CA
• 01/2020 → Present
  Southland Credit Union
  Los Alamitos, CA

Previous Registrations

• 2015-09-14 → 2020-01-10
  Wescom Financial Services
  Sherman Oaks, CA
  Pasadena, CA
  Thousand Oaks, CA
• 2011-12-20 → 2015-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Redondo Beach, CA
  Torrance, CA
  Fullerton, CA
  Hermosa Beach, CA
  Redondo Beach, CA
  Los Angeles, CA
  Santa Monica, CA
  Torrance, CA
• 2007-06-26 → 2009-07-21
  Banc Of America Investment Services, Inc.
  Torrance, CA
  Los Angeles, CA

Other Businesses

1. 1/9/2020 - Southland Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams

• S66 Uniform Combined State Law Examination
  2011-12-19

Other Names

• Scott Phillip Gevertz