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Scott P Gevertz

LPl Financial LLC

Los Alamitos, CA

Downey, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-11
TX RA APPROVED_RES 2024-01-04
  • CA RA
    APPROVED
    Since 2026-01-11
  • TX RA
    APPROVED_RES
    Since 2024-01-04

Branch Locations

10701 Los Alamitos Blvd, Los Alamitos, CA 90720 • United States

8545 Florence Ave, Downey, CA 90240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wescom Financial Services Pasadena CA 09/2015 01/2020
Lpl Financial, Llc Los Alamitos CA 01/2020 Present
Southland Credit Union Los Alamitos CA 01/2020 Present
  • 09/2015 → 01/2020
    Wescom Financial Services
    Pasadena, CA
  • 01/2020 → Present
    Lpl Financial, Llc
    Los Alamitos, CA
  • 01/2020 → Present
    Southland Credit Union
    Los Alamitos, CA
Previous Registrations
  • 2015-09-14 → 2020-01-10
    Wescom Financial Services
    Sherman Oaks, CA
    Pasadena, CA
    Thousand Oaks, CA
  • 2011-12-20 → 2015-01-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Redondo Beach, CA
    Torrance, CA
    Fullerton, CA
    Hermosa Beach, CA
    Redondo Beach, CA
    Los Angeles, CA
    Santa Monica, CA
    Torrance, CA
  • 2007-06-26 → 2009-07-21
    Banc Of America Investment Services, Inc.
    Torrance, CA
    Los Angeles, CA
Other Businesses

1. 1/9/2020 - Southland Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-19
  • S66 Uniform Combined State Law Examination
    2011-12-19
Other Names
  • Scott Phillip Gevertz

View on SEC IAPD

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CAROL SOMOANO
SANDRA CHERYL FIELD
ERIN MARIE NELSEN
Tiarra L Johnson
Melani Rose List
SHAWN MICHAEL LOUIS
MICHAEL D. VEYETTE
ERICA RUIZ

Other Offices

ASSET PLANNING, INC · LOS ALAMITOS, CA
OSAIC WEALTH, INC. · LOS ALAMITOS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Los Alamitos, CA
MML INVESTORS SERVICES, LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS, CA
LPL FINANCIAL LLC · LOS ALAMITOS`, CA
MIRAMONTES CAPITAL, LLC · Cypress, CA
LPL FINANCIAL LLC · LOS ALAMITOS, CA

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