Derrick Jason Shim

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 01/2021
  Polo Ralph Lauren
  Phoenix, AZ
• 05/2021 → 07/2021
  Spreetail
  Lincoln, NE
• 09/2021 → 09/2022
  The University Of Nebraska Foundation
  Lincoln, NE
• 09/2022 → 02/2023
  Akkodis
  Jacksonville, FL
• 08/2015 → 05/2017
  Roosevelt High School
  Sioux Falls, SD
• 05/2017 → 05/2019
  Elkhorn South High School
  Omaha, NE
• 08/2019 → 05/2023
  University Of Nebraska-Lincoln
  Lincoln, NE
• 02/2023 → 06/2023
  Charles Schwab
  Omaha, NE
• 06/2023 → 06/2024
  Charles Schwab & Co., Inc.
  Chicago, IL
• 06/2024 → 04/2025
  Cwm, Llc Dba Carson Group Holdings
  Omaha, NE
• 07/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2025 → Present
  Twin Pines Wealth Management, Llc
  Lake Forest, CA

Other Businesses

1. NAME OF OTHER BUSINESS: TWIN PINES WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-06-16
• S63 Uniform Securities Agent State Law Examination
  2023-09-25

Other Names

• Derrick Shim