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Zhiqi Tang

Ameriprise Financial Services, LLC

San Jose, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-10
  • CA RA
    APPROVED
    Since 2026-06-10

Branch Locations

1905 The Alameda, San Jose, CA 95126 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Houlihan Lokey Capital, Inc. San Francisco CA 01/2023 01/2026
Pwc Hong Kong 08/2019 08/2020
University Of Southern California Los Angeles CA 08/2021 12/2022
Everbright Securities Shanghai 09/2020 01/2021
Poly Capital Guangzhou 03/2021 06/2021
Boston University Boston MA 09/2015 05/2019
Ameriprise Financial Services, Llc San Jose CA 03/2026 Present
  • 01/2023 → 01/2026
    Houlihan Lokey Capital, Inc.
    San Francisco, CA
  • 08/2019 → 08/2020
    Pwc
    Hong Kong
  • 08/2021 → 12/2022
    University Of Southern California
    Los Angeles, CA
  • 09/2020 → 01/2021
    Everbright Securities
    Shanghai
  • 03/2021 → 06/2021
    Poly Capital
    Guangzhou
  • 09/2015 → 05/2019
    Boston University
    Boston, MA
  • 03/2026 → Present
    Ameriprise Financial Services, Llc
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-10
S63 Uniform Securities Agent State Law Examination 2023-04-15
  • S66 Uniform Combined State Law Examination
    2026-06-10
  • S63 Uniform Securities Agent State Law Examination
    2023-04-15
Other Names
  • Vanessa Tang

View on SEC IAPD

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Luke Maura
BEN Wolff KRUGMAN
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Other Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
PFG ADVISORS · San Jose, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
WELLS FARGO CLEARING SERVICES, LLC · SAN JOSE, CA
J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAN JOSE, CA
EQUITABLE ADVISORS, LLC · CAMPBELL, CA
ROLO VENTURES MANAGEMENT LLC · SAN JOSE, CA

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