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Caleb Stokes

Ameriprise Financial Services, LLC

Little Rock, AR

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2026-04-27
  • AR RA
    APPROVED
    Since 2026-04-27

Branch Locations

36 Rahling Cir Ste 2, Little Rock, AR 72223-9187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Protective Polymer Solutions Houston TX 07/2020 07/2022
49 Wealth Management Rogers AR 02/2023 05/2023
Purshe Kaplan Sterling Investments Albany NY 03/2023 05/2023
Russellville High School Russellville AR 09/2015 05/2017
University Of Central Arkansas Conway AR 05/2017 12/2018
Arkansas Tech University Russellville AR 12/2018 07/2020
Unemployed Russellville AR 08/2022 10/2022
Top Priority Cargo Lowell AR 10/2022 02/2023
Fluor Enterprises Greenville SC 07/2023 07/2024
Tti Benton AR 11/2024 02/2025
Jamey South State Farm Bryant AR 02/2025 11/2025
Ameriprise Financial Services, Llc Little Rock AR 01/2026 Present
Unemployed Springdale AR 08/2024 10/2024
  • 07/2020 → 07/2022
    Protective Polymer Solutions
    Houston, TX
  • 02/2023 → 05/2023
    49 Wealth Management
    Rogers, AR
  • 03/2023 → 05/2023
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 09/2015 → 05/2017
    Russellville High School
    Russellville, AR
  • 05/2017 → 12/2018
    University Of Central Arkansas
    Conway, AR
  • 12/2018 → 07/2020
    Arkansas Tech University
    Russellville, AR
  • 08/2022 → 10/2022
    Unemployed
    Russellville, AR
  • 10/2022 → 02/2023
    Top Priority Cargo
    Lowell, AR
  • 07/2023 → 07/2024
    Fluor Enterprises
    Greenville, SC
  • 11/2024 → 02/2025
    Tti
    Benton, AR
  • 02/2025 → 11/2025
    Jamey South State Farm
    Bryant, AR
  • 01/2026 → Present
    Ameriprise Financial Services, Llc
    Little Rock, AR
  • 08/2024 → 10/2024
    Unemployed
    Springdale, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-23
S63 Uniform Securities Agent State Law Examination 2023-01-06
  • S66 Uniform Combined State Law Examination
    2026-04-23
  • S63 Uniform Securities Agent State Law Examination
    2023-01-06
Other Names
  • Caleb Malik Stokes
  • Caleb Stokes

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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