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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Riverside | IL | 02/2023 | Present |
| Unemployed | Riverside | IL | 06/2021 | 02/2023 |
| Depaul University | Chicago | IL | 01/2020 | 06/2021 |
| Unemployed | Riverside | IL | 07/2019 | 01/2020 |
| Chicago Event Management | Chicago | IL | 02/2015 | 07/2019 |
1) 3/2023 - Northwood Oaks Financial, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Springfield, IL / Owner / Start date - 01/20/2023 2) 01/05/2024 - Northwood Oaks Investments - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/1/2024 - 160 Hrs/Mo; 120 Hrs During Trading. 3) 10/07/2024 - Outside/W-2 Employment - Election Judge - Not Investment Related - Cook County, IL - Start Date 11/05/2024 - 1 Hour Per Month/ 6 Hours during Trading 4) 01/16/2026 - Other- Tutor - Not Investment Related - Riverside, IL - Start Date 01/16/2026 - 10 hours per month/ 0 hours during trading 5) 07/14/2026 - NORTHWOOD GROVE PROPERTIES - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Riverside, IL - Start Date 12/02/2023 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-09 |
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