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Charles Alan Wiegand

LPl Financial LLC

Riverside, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-09-26
  • IL RA
    APPROVED
    Since 2023-09-26

Branch Locations

37 E Burlington St, Riverside, IL 60546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Riverside IL 02/2023 Present
Unemployed Riverside IL 06/2021 02/2023
Depaul University Chicago IL 01/2020 06/2021
Unemployed Riverside IL 07/2019 01/2020
Chicago Event Management Chicago IL 02/2015 07/2019
  • 02/2023 → Present
    Riverside, IL
  • 06/2021 → 02/2023
    Unemployed
    Riverside, IL
  • 01/2020 → 06/2021
    Depaul University
    Chicago, IL
  • 07/2019 → 01/2020
    Unemployed
    Riverside, IL
  • 02/2015 → 07/2019
    Chicago Event Management
    Chicago, IL
Other Businesses

1) 3/2023 - Northwood Oaks Financial, LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Springfield, IL / Owner / Start date - 01/20/2023 2) 01/05/2024 - Northwood Oaks Investments - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/1/2024 - 160 Hrs/Mo; 120 Hrs During Trading. 3) 10/07/2024 - Outside/W-2 Employment - Election Judge - Not Investment Related - Cook County, IL - Start Date 11/05/2024 - 1 Hour Per Month/ 6 Hours during Trading 4) 01/16/2026 - Other- Tutor - Not Investment Related - Riverside, IL - Start Date 01/16/2026 - 10 hours per month/ 0 hours during trading 5) 07/14/2026 - NORTHWOOD GROVE PROPERTIES - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Riverside, IL - Start Date 12/02/2023 - 0 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-12
S63 Uniform Securities Agent State Law Examination 2022-03-09
  • S65 Uniform Investment Adviser Law Examination
    2023-09-12
  • S63 Uniform Securities Agent State Law Examination
    2022-03-09
Other Names
  • Chuck Wiegand
  • Charles Wiegand

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