Jose Braulio Lopez Jolly

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 03/2019 → 02/2023
  Makeready Llc
  Dallas, TX
• 08/2017 → 03/2019
  Unemployed
  Dallas, TX
• 02/2011 → 08/2017
  Unemployed
  Havana
• 01/2021 → 05/2022
  University Of Texas At Dallas
  Richardson, TX
• 09/2025 → Present
  Bank Of America N.A.
  Dallas, TX

Other Businesses

I*: 1182283 OBA Name: BN7 Realty LLC Address: Dallas, Texas, 75208 Investment Related: No Start Date: 10/20/2020 Number of Hours: 2 hrs mthly Hours during trading: 0 Duties:. I made the investment for the business, but I am not in charge of the daily activities of the Company. I paid a third Company that oversees the marketing, maintenance, and housekeeping. I have access to all BN7's checking accounts, as well the credit cards associate with the business. The checking accounts are used to pay the third Company that performed the daily activities, also the taxes associate with the business. Credit cards are used to acquire new furniture, equipment and pay other services like electricity bills, water, website maintenance, etc. As the only investors of the company, I received 100% of the income and paid the other companies involves into the business operations. I pay them 30% of the income receive it every month (after taxes and expenses). My duties are set new strategies of investment and controlling BN7 banking accounts. Making sure the expenses are justified, and the income received match with the projected income. I*1789267 Entity Type: For Profit Name of OBA: B7 INVESTMENT GROUP LLC Address: Houston, TX Investment Related: No Position, Title, Association: Owner Start Date:06/29/2021 No Hours: 0 Yearly No Hours during trading:0 Duties: Entity was opened in 2021 but never operated. I didn't remember about this LLC. I am the only owner of this LLC. There is not bank accounts or assets associate with this entity. Its active but I will request to close it with the Secretary of State.

Exams

• S66 Uniform Combined State Law Examination
  2024-01-17

Other Names

• Jose Braulio Lopez Jolly
• Jose Braulio Lopez