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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-12-05 |
| TX | RA | APPROVED | 2024-12-04 |
Branch Locations
830 Winfield Dunn Pkwy, Sevierville , TN 37876 • United States
7923 Kingston Pike Knoxville, Knoxville, TN 37919 • United States
503 Foothills Plz, Maryville, TN 37801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hartwick College | Oneonta | NY | 08/2015 | 05/2019 |
| Nbt Bank | Oneonta | NY | 05/2016 | 08/2017 |
| Nbt Bank | Oneonta | NY | 06/2018 | 08/2018 |
| Community Bank Systems Inc | Walton | NY | 08/2019 | 01/2023 |
| Community Bank | Oneonta | NY | 02/2023 | 11/2024 |
| Lpl Fiinancial Llc | Oneonta | NY | 02/2023 | 11/2024 |
| J.P. Morgan Securities Llc | Maryville | TN | 12/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Maryville | TN | 12/2024 | Present |
| Town Of Oneonta | West Oneonta | NY | 01/2022 | 11/2024 |
| Franklin Central School | Oneonta | NY | 06/2019 | 02/2023 |
| Lpl Financial | Oneonta | NY | 01/2023 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-26 |
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