Gaganpreet Sohi

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 01/2019
  Dunkin Donuts
  Nash, TX
• 05/2018 → 02/2020
  Justice
  Texarkana, TX
• 02/2020 → 09/2020
  Dillards Inc
  Texarkana, TX
• 09/2022 → 02/2023
  Mindlance
  Westlake, TX
• 02/2023 → 01/2025
  Charles Schwab & Co., Inc.
  Westlake, TX
• 01/2015 → 04/2017
  Unemployed
  Texarkana, TX
• 02/2023 → 01/2025
  Charles Schwab Bank, Ssb
  Westlake, TX
• 10/2019 → 07/2020
  Compass Group Usa
  Texarkana, TX
• 01/2025 → Present
  J.P. Morgan Securities Llc
  Coppell, TX
• 01/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Coppell, TX
• 05/2017 → 05/2018
  Tropical Smoothie
  Texarkana, TX
• 10/2020 → 08/2022
  Unemployment
  Rockwall, TX

Previous Registrations

• 2023-10-31 → 2025-02-11
  Charles Schwab & Co., Inc.
  Westlake, TX

Exams

• S66 Uniform Combined State Law Examination
  2023-10-30

Other Names

• Gagan Sohi
• Gaganpreet K Sohi
• Gaganpreet Sohi
• Gagan K Sohi
• Gaganpreet Kaur Sohi