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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-11-20
  • GA RA
    APPROVED
    Since 2023-11-20

Branch Locations

11175 Cicero Drive, Ste 100, Alpharetta, GA 30022 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Cumming, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services Fort Worth TX 02/2023 11/2023
Browns Bridge Church Cumming GA 06/2021 11/2022
United States Air Force San Diego CA 05/2001 06/2021
Veteran Home Services Of Ga Cumming GA 01/2021 01/2024
First Command Brokerage Services Fort Worth TX 11/2023 Present
First Command Advisory Services Fort Worth TX 11/2023 Present
First Command Insurance Services Fort Worth TX 11/2023 Present
  • 02/2023 → 11/2023
    First Command Brokerage Services
    Fort Worth, TX
  • 06/2021 → 11/2022
    Browns Bridge Church
    Cumming, GA
  • 05/2001 → 06/2021
    United States Air Force
    San Diego, CA
  • 01/2021 → 01/2024
    Veteran Home Services Of Ga
    Cumming, GA
  • 11/2023 → Present
    First Command Brokerage Services
    Fort Worth, TX
  • 11/2023 → Present
    Fort Worth, TX
  • 11/2023 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

Name of the other business: C R Ames Financial LLC Whether the business is investment-related: No Address of the other business: 11175 Cicero Drive Ste 100, Alpharetta GA, 30022 Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: Owner The start date of your relationship: Nov 15, 2023 The approximate number of hours/month you devote to the other business: Over 40 The number of hours you devote to the other business during securities trading hours: None Briefly describe your duties relating to the other business: This is my LLC I use to conduct business with First Command daily.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-13
  • S66 Uniform Combined State Law Examination
    2023-11-13

View on SEC IAPD

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