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Brian J Garton

Morgan Stanley

Tampa, FL

CRD 7695150

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-08
CA RA APPROVED 2025-10-07
TX RA APPROVED 2025-10-07
  • FL RA
    APPROVED
    Since 2025-10-08
  • CA RA
    APPROVED
    Since 2025-10-07
  • TX RA
    APPROVED
    Since 2025-10-07

Branch Locations

4050 West Boy Scout Boulevard, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Temple Terrace FL 03/2023 Present
Northern Michigan University Marquette MI 06/2013 04/2017
Ymca Marquette MI 04/2017 02/2018
Marquette General Hospital Marquette MI 01/2018 09/2018
Xperiene Fitness Milwaukee WI 11/2018 07/2019
Total Quality Logistics Milwaukee WI 05/2019 01/2023
Morgan Stanley Temple Terrace FL 09/2023 Present
  • 03/2023 → Present
    E*Trade Securities Llc
    Temple Terrace, FL
  • 06/2013 → 04/2017
    Northern Michigan University
    Marquette, MI
  • 04/2017 → 02/2018
    Ymca
    Marquette, MI
  • 01/2018 → 09/2018
    Marquette General Hospital
    Marquette, MI
  • 11/2018 → 07/2019
    Xperiene Fitness
    Milwaukee, WI
  • 05/2019 → 01/2023
    Total Quality Logistics
    Milwaukee, WI
  • 09/2023 → Present
    Morgan Stanley
    Temple Terrace, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-07
S63 Uniform Securities Agent State Law Examination 2024-12-17
  • S66 Uniform Combined State Law Examination
    2025-10-07
  • S63 Uniform Securities Agent State Law Examination
    2024-12-17

View on SEC IAPD

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