David Collier

J.P. Morgan Securities LLC

Los Angeles, CA

CRD 7694989

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-05-29

TX RA
APPROVED

Since 2023-05-29

Branch Locations

8181 Communications Pkwy Bldg F Floor 04, Plano, TX 75024 • United States

2029 Century Park E Floor 40, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank Na	San Antonio	TX	01/2023	Present
Jpmorgan Securities Llc	San Antonio	TX	01/2023	Present
Dallas Baptist University	Dallas	TX	10/2019	01/2023
Dallas Baptist University	Dallas	TX	08/2019	12/2022
Unemployed	Southlake	TX	01/2013	07/2019

01/2023 → Present

Jpmorgan Chase Bank Na

San Antonio, TX
01/2023 → Present

Jpmorgan Securities Llc

San Antonio, TX
10/2019 → 01/2023

Dallas Baptist University

Dallas, TX
08/2019 → 12/2022

Dallas Baptist University

Dallas, TX
01/2013 → 07/2019

Unemployed

Southlake, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-05-27

S66 Uniform Combined State Law Examination

2023-05-27

Other Names

David Vernon Collier

View on SEC IAPD

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