James Morgan Ball

Current Employers

Keenan Financial

7 Bulfinch Place Suite 302, Boston, MA 02114 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-10
MA	RA	APPROVED	2023-03-13

TX RA
APPROVED

Since 2025-01-10
MA RA
APPROVED

Since 2023-03-13

Branch Locations

7 Bulfinch Place Suite 302, Boston, MA 02114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Keenan Financial	Boston	MA	02/2023	Present
Keenan Financial Insurance Agency Services Llc	Boston	MA	03/2023	Present
Student	Saugerties	NY	01/2013	05/2022
Schatzel Construction	Kingston	NY	06/2020	01/2022
Saugerties Department Of Parks And Recreation	Saugerties	NY	06/2016	06/2020
N/A	Boston	MA	06/2022	01/2023

02/2023 → Present

Keenan Financial

Boston, MA
03/2023 → Present

Keenan Financial Insurance Agency Services Llc

Boston, MA
01/2013 → 05/2022

Student

Saugerties, NY
06/2020 → 01/2022

Schatzel Construction

Kingston, NY
06/2016 → 06/2020

Saugerties Department Of Parks And Recreation

Saugerties, NY
06/2022 → 01/2023

N/A

Boston, MA

Other Businesses

1) James Ball; Investment Related; Insurance Agent; Boston, MA; Provide clients with insurance information as needed/requested.; Start Date: 03/2023; Hours per month during trading hours: 5; Hours per month outside of trading hours: 5.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-17

S65 Uniform Investment Adviser Law Examination

2023-02-17

View on SEC IAPD

Current Employers

Keenan Financial

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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