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Kathleen Hernandez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boonton, NJ

Florham Park, NJ

Short Hills, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-18
NJ RA APPROVED 2021-04-27
  • TX RA
    APPROVED_RES
    Since 2021-05-18
  • NJ RA
    APPROVED
    Since 2021-04-27

Branch Locations

Boonton, NJ • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

51 John F Kennedy Pkwy, Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Paramus NJ 06/2006 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 04/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-23
  • S66 Uniform Combined State Law Examination
    2008-06-23
Other Names
  • Kathleen Patricia Rouantree
  • Kate Hernandez
  • Kate Rouantree
  • Kathleen Patricia Rouantree
  • Kathleen Patricia Hernandez

View on SEC IAPD

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