Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-10-03
TX RA APPROVED 2025-05-30
AL RA APPROVED 2023-11-07
  • CO RA
    APPROVED
    Since 2025-10-03
  • TX RA
    APPROVED
    Since 2025-05-30
  • AL RA
    APPROVED
    Since 2023-11-07

Branch Locations

Lakewood, CO • United States

Lakewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Air Force Littleton CO 05/2022 Present
Air Force Usaf Academy CO 06/2018 05/2022
Premier Financial Benefits Lakewood CO 01/2023 Present
Unemployed (Was A High School Student) Kinston NC 05/2013 05/2018
Cetera Advisor Networks El Segundo CA 02/2023 06/2023
Cetera Wealth Services, Llc El Segundo CA 07/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2023 Present
  • 05/2022 → Present
    Air Force
    Littleton, CO
  • 06/2018 → 05/2022
    Air Force
    Usaf Academy, CO
  • 01/2023 → Present
    Premier Financial Benefits
    Lakewood, CO
  • 05/2013 → 05/2018
    Unemployed (Was A High School Student)
    Kinston, NC
  • 02/2023 → 06/2023
    Cetera Advisor Networks
    El Segundo, CA
  • 07/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 11/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 01/2023; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES; 2. NAME OF OTHER BUSINESS: AIR FORCE; INVESTMENT RELATED: NO; ADDRESS: 12257 S WADSWORTH BLVD, LITTLETON, CO 80127, ; NATURE OF BUSINESS: MILITARY; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: PROGRAM INTEGRATOR, APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: FLEET BALLISTIC MISSILES, PROVIDE ENGINEERING SUPPORT AND ENSURE PROGRAM MAINTAINS COST, SCHEDULE, AND PERFORMANCE THRESHOLDS.; 3. NAME OF OTHER BUSINESS: PREMIER FINANCIAL BENEFITS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: INSURANCE PRODUCER / ADMINISTRATIVE ASSISTANT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: FIXED LIFE INSURANCE AND FIXED ANNUITY AND ASSIST ADVISORS WITH THEIR SECURITIES CLIENTS; 4. NAME OF OTHER BUSINESS: FANTASY FOOTBALL, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: FANTASY FOOTBALL LEAGUE; START DATE: 07/2024, POSITION/TITLE/RELATIONSHIP: LEAGUE COMMISSIONER, APX NUMBER OF HOURS PER WEEK: 2, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COORDINATE A FANTASY FOOTBALL LEAGUE'S DRAFT, RULES, AND COMMUNICATION; 5. NAME OF OTHER BUSINESS: PREMIER FINANCIAL BENEFITS, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-04
  • S66 Uniform Combined State Law Examination
    2023-11-04

View on SEC IAPD

More in Lakewood, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor