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4800 Montgomery Lane Suite 230, Bethesda, MD 20814 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-12-11 |
Branch Locations
4800 Montgomery Lane Suite 230, Bethesda, MD 20814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Macquarie Capital (Usa) Inc. | New York | NY | 04/2015 | 10/2017 |
| Broadoak Partners, Llc | Bethesda | MD | 10/2017 | Present |
Director and acting treasurer of IXRF, INC. a Texas based life sciences tools company. Mr. Caspani joined the company in February 2020. He spends 15 hours per month on the activity. Mr. Caspani is a Director and acting secretary of PARTICLE DYNAMICS HOLDINGS, INC., a Missouri based pharmaceutical manufacturing company. Mr. Caspani joined the company in September 2021. He spends 15 hours per month on the activity. IXRF, INC. and PARTICLE DYNAMICS HOLDINGS, INC. are both portfolio companies of BroadOak Asset Management. Mr. Caspani is a partner and 13% owner of Sherman Avenue Capital, LLC. a real estate partnership that was formed in 2021 with the purpose of opportunistically making investments in real estate private equity funds or acquiring small scale properties. No physical address. Approximately 5 hour per month outside of market hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-13 |
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