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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-18
  • CA RA
    APPROVED
    Since 2024-11-18

Branch Locations

Tustin, CA • United States

Tustin, CA • United States

Citi Wealth Management, Service/Operations 81 Pier Ave, Hermosa Beach, CA 90254 • United States

Cwm Retail, Sales 17400 Brookhurst Street, Suite 102, Fountain Valley, CA 92708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Los Angeles CA 01/2023 Present
Degree International Group Inc Irvine CA 04/2017 Present
University Of California Los Angeles Los Angeles CA 03/2013 03/2017
  • 01/2023 → Present
    Los Angeles, CA
  • 04/2017 → Present
    Degree International Group Inc
    Irvine, CA
  • 03/2013 → 03/2017
    University Of California Los Angeles
    Los Angeles, CA
Previous Registrations
Other Businesses

1) 3/2023 - Degree International Group, Inc. / Business Owner / Not Investment Related / Irvine, CA / Owner / Start date 4/28/2017 / 60 hrs per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-15
  • S66 Uniform Combined State Law Examination
    2023-05-15

View on SEC IAPD

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