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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-02
  • TX RA
    APPROVED
    Since 2026-04-02

Branch Locations

Fort Worth, TX • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bahama Bucks Original Shaved Ice Company Frisco TX 03/2017 08/2021
Trinity Event Staffing Dallas/Fort Worth TX 12/2019 Present
Christopher's World Grille Bryan TX 02/2021 12/2022
Chevron Houston TX 05/2022 08/2022
Kestra Investment Services, Llc Fort Worth TX 01/2023 Present
Unemployed Frisco TX 01/2013 03/2017
Kestra Advisory Services, Llc Fort Worth TX 03/2026 Present
  • 03/2017 → 08/2021
    Bahama Bucks Original Shaved Ice Company
    Frisco, TX
  • 12/2019 → Present
    Trinity Event Staffing
    Dallas/Fort Worth, TX
  • 02/2021 → 12/2022
    Christopher's World Grille
    Bryan, TX
  • 05/2022 → 08/2022
    Chevron
    Houston, TX
  • 01/2023 → Present
    Kestra Investment Services, Llc
    Fort Worth, TX
  • 01/2013 → 03/2017
    Unemployed
    Frisco, TX
  • 03/2026 → Present
    Fort Worth, TX
Other Businesses

Name: GUS BATES FINANCIAL SERVICES POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 01/03/2023 ADDRESS: 3211 W 4th Street, Fort Worth TX 76107, United States DESCRIPTION: Intern, shadowing, Medicare Broker Name: ANDERSON PRIVATE HOME STAFFING POSITION: Owner NATURE: Hospitality Staffing INVESTMENT RELATED: No # OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2025 ADDRESS: 3520 Willowbrook Drive, Fort Worth TX 76133, United States DESCRIPTION: Advice for operations my future wife will run the business NAME: TEXAS A&M FORT WORTH CLUB BOARD OF DIRECTORS POSITION: Coach's Night Co-Chair NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 10/23/2025 ADDRESS: 505 George Bush Drive College Station, College Station TX 77840, United States DESCRIPTION: Help plan, organize and fundraise for Fort Worth Coach's Night with Texas A&M Head Football Coach Name: FORT WORTH CLUB JUNIOR MEMBER BOARD POSITION: Board Member NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2026 ADDRESS: 306 W 7th Street, Fort Worth TX 76102, United States DESCRIPTION: same as above

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-30
S63 Uniform Securities Agent State Law Examination 2023-09-29
  • S65 Uniform Investment Adviser Law Examination
    2026-03-30
  • S63 Uniform Securities Agent State Law Examination
    2023-09-29

View on SEC IAPD

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