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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-02 |
Branch Locations
Fort Worth, TX • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bahama Bucks Original Shaved Ice Company | Frisco | TX | 03/2017 | 08/2021 |
| Trinity Event Staffing | Dallas/Fort Worth | TX | 12/2019 | Present |
| Christopher's World Grille | Bryan | TX | 02/2021 | 12/2022 |
| Chevron | Houston | TX | 05/2022 | 08/2022 |
| Kestra Investment Services, Llc | Fort Worth | TX | 01/2023 | Present |
| Unemployed | Frisco | TX | 01/2013 | 03/2017 |
| Kestra Advisory Services, Llc | Fort Worth | TX | 03/2026 | Present |
Name: GUS BATES FINANCIAL SERVICES POSITION: Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 01/03/2023 ADDRESS: 3211 W 4th Street, Fort Worth TX 76107, United States DESCRIPTION: Intern, shadowing, Medicare Broker Name: ANDERSON PRIVATE HOME STAFFING POSITION: Owner NATURE: Hospitality Staffing INVESTMENT RELATED: No # OF HOURS: 30 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2025 ADDRESS: 3520 Willowbrook Drive, Fort Worth TX 76133, United States DESCRIPTION: Advice for operations my future wife will run the business NAME: TEXAS A&M FORT WORTH CLUB BOARD OF DIRECTORS POSITION: Coach's Night Co-Chair NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 10/23/2025 ADDRESS: 505 George Bush Drive College Station, College Station TX 77840, United States DESCRIPTION: Help plan, organize and fundraise for Fort Worth Coach's Night with Texas A&M Head Football Coach Name: FORT WORTH CLUB JUNIOR MEMBER BOARD POSITION: Board Member NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2026 ADDRESS: 306 W 7th Street, Fort Worth TX 76102, United States DESCRIPTION: same as above
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-29 |
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