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Frederick T Albach

Morgan Stanley

Chicago, IL

Cincinnati, OH

CRD 7694136

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-08-08
TX RA APPROVED 2023-06-30
IL RA APPROVED 2023-05-24
  • OH RA
    APPROVED
    Since 2023-08-08
  • TX RA
    APPROVED
    Since 2023-06-30
  • IL RA
    APPROVED
    Since 2023-05-24

Branch Locations

233 South Wacker Drive Suite 8600, Chicago, IL 60606 • United States

7755 Montgomery Road 2Nd Floor, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 03/2023 Present
Romualdo Sartoria Cincinnati OH 12/2015 12/2018
Morgan Stanley Cincinnati OH 06/2017 08/2017
Amey Plc London 06/2018 08/2018
Morgan Stanley New York City NY 06/2019 08/2019
Zacks Investment Research, Inc. Chicago IL 06/2020 12/2021
Braze, Inc. Chicago IL 01/2022 11/2022
The Ohio State University Columbus OH 08/2016 06/2017
N/A Chicago IL 11/2022 03/2023
The Ohio State University Columbus OH 08/2017 06/2018
The Ohio State University Columbus OH 08/2018 06/2019
The Ohio State University Columbus OH 08/2019 06/2020
Morgan Stanley Private Bank, N.A New York NY 06/2023 Present
  • 03/2023 → Present
    Morgan Stanley
    Chicago, IL
  • 12/2015 → 12/2018
    Romualdo Sartoria
    Cincinnati, OH
  • 06/2017 → 08/2017
    Morgan Stanley
    Cincinnati, OH
  • 06/2018 → 08/2018
    Amey Plc
    London
  • 06/2019 → 08/2019
    Morgan Stanley
    New York City, NY
  • 06/2020 → 12/2021
    Zacks Investment Research, Inc.
    Chicago, IL
  • 01/2022 → 11/2022
    Braze, Inc.
    Chicago, IL
  • 08/2016 → 06/2017
    The Ohio State University
    Columbus, OH
  • 11/2022 → 03/2023
    N/A
    Chicago, IL
  • 08/2017 → 06/2018
    The Ohio State University
    Columbus, OH
  • 08/2018 → 06/2019
    The Ohio State University
    Columbus, OH
  • 08/2019 → 06/2020
    The Ohio State University
    Columbus, OH
  • 06/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-24
  • S66 Uniform Combined State Law Examination
    2023-05-24

View on SEC IAPD

Nearby Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC

Nearby Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN

Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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