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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-19
  • IL RA
    APPROVED
    Since 2024-01-19

Branch Locations

207 W Jefferson St Suite 312 , Bloomington, IL 61701 • United States

Normal, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fleming Financial Solutions (Woodbury) Normal IL 02/2023 Present
Osf Healthcare Bloomington IL 05/2019 12/2022
Homemaker Normal IL 01/2023 01/2023
Homemaker Hong Kong 01/2011 04/2019
Woodbury Financial Services Inc Normal IL 08/2023 01/2024
Osaic Wealth, Inc. Normal IL 01/2024 Present
  • 02/2023 → Present
    Fleming Financial Solutions (Woodbury)
    Normal, IL
  • 05/2019 → 12/2022
    Osf Healthcare
    Bloomington, IL
  • 01/2023 → 01/2023
    Homemaker
    Normal, IL
  • 01/2011 → 04/2019
    Homemaker
    Hong Kong
  • 08/2023 → 01/2024
    Woodbury Financial Services Inc
    Normal, IL
  • 01/2024 → Present
    Normal, IL
Previous Registrations
  • 2023-11-22 → 2024-01-19
    Woodbury Financial Services, Inc.
    Normal, IL
Other Businesses

1. McLean County Government; non-investment related; 115 E Washington St, Bloomington, IL 61701; Local elected official; Vice-chair of County Board; 12/2018 to present; 10 hours /month commitment; 0 hours/month during security trading hours; serve on Health and Executive committees and Full Board for McLean County; 2. Center for Healing and Wellness PLLC; non-investment related; 207 W. Jefferson St, Suite 315, Bloomington, IL 61701; sole proprietor and provider; 01/2023 to present; 20 hours/month commitment; 8 hours/month during security trading hours on Friday afternoons from 1-3pm Central time; provide individual, couples, family counseling. 3. CENTER FOR HEALING AND WELLNESS, PLLC POSITION: Owner/Sole Counselor NATURE: Single member PLLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 8 START DATE: 01/19/2023 ADDRESS: 207 W. Jefferson St, Suite 315, Bloomington IL 61701, United States DESCRIPTION: This is my small private practice for counseling with my LCSW license. I see up to 5 clients a week on Friday afternoons. 4. JOHNSTON FINANCIAL SERVICES POSITION: Registered Representative NATURE: This business is a single member LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 1416 Godfrey Drive, Normal IL 61761, United States DESCRIPTION: I am working with Karen M Fleming and her clients mutual funds. We do work directly on OSAIC platforms, and I am establishing my own book of clients for my Johnston Financial Services LLC with the same investment tools. At this time, I am only utilizing OSAIC services, products and platforms. However, I will be seeking my Life & Health Insurance licensing this summer so that I can make long term care and annuity options available to clients, when appropriate. 5. MCLEAN COUNTY GOVERNMENT POSITION: Local elected official/ Chair NATURE: This is a local government entity. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 2 START DATE: 12/03/2018 ADDRESS: 115 E Washington St, Bloomington IL 61701, United States DESCRIPTION: I serve on Executive committee and Full Board for McLean County?. Our committees oversee the County Government departments and approve contracts for maintenance, special projects, and intergovernmental agreements with other local government. When municipal bonds are issued, they are the operations of a separate entity called the Public Building Commission that owns and operates County Property. Investment choices are solely within the Treasurer's purview and only presented to the board for information, not approval. 6. JOHNSTON FINANCIAL SERVICES POSITION: Registered Representative NATURE: This business is a single member LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2024 ADDRESS: 1416 Godfrey Drive, Normal IL 61761, United States DESCRIPTION: I am working with Karen M Fleming and her clients mutual funds. We do work directly on OSAIC platforms, and I am establishing my own book of clients for my Johnston Financial Services LLC with the same investment tools. At this time, I am only utilizing OSAIC services, products and platforms. I also have my Life & Health Insurance licensing so that I can offer long term care and annuity options available to clients, when appropriate. 7. CENTER FOR HEALING AND WELLNESS, PLLC POSITION: Owner/Sole Counselor NATURE: Single member PLLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 12 START DATE: 01/19/2023 ADDRESS: 207 W. Jefferson St, Suite 315, Bloomington IL 61701, United States DESCRIPTION: This is my small private practice for counseling with my LCSW license. I see up to 5 clients a week on Fridays.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-21
  • S66 Uniform Combined State Law Examination
    2023-11-21
Other Names
  • Elizabeth Schaffer Prince

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