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Saima Farooq Khan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Burke, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-15
VA RA APPROVED 2023-07-03
  • TX RA
    APPROVED
    Since 2023-08-15
  • VA RA
    APPROVED
    Since 2023-07-03

Branch Locations

8990 Burke Lake Rd, Burke, VA 22015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna VA 01/2023 Present
Bank Of America Herndon VA 04/1999 01/2023
Bank Of America, N.A. Vienna VA 01/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-30
  • S66 Uniform Combined State Law Examination
    2023-06-30
Other Names
  • Saima Riyaz

View on SEC IAPD

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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Burke, VA
EDWARD JONES · BURKE, VA
WELLS FARGO CLEARING SERVICES, LLC · SPRINGFIELD, VA
TRUIST ADVISORY SERVICES, INC. · FAIRFAX, VA
EDWARD JONES · SPRINGFIELD, VA
LPL FINANCIAL LLC · SPRINGFIELD, VA
TRUIST ADVISORY SERVICES, INC. · SPRINGFIELD, VA
EAGLE STRATEGIES LLC · BURKE, VA

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