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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-20 |
| TX | RA | APPROVED | 2026-01-15 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
3109 W Dr. Martin Luther King Blvd Suite 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palos Hills | IL | 01/2023 | 09/2025 |
| Pnc Bank | Plainfield | IL | 11/2021 | 11/2022 |
| Pnc Bank | Palos Hills | IL | 01/2020 | 11/2021 |
| Unemployed | Justice | IL | 05/2019 | 01/2020 |
| North Central College | Naperville | IL | 09/2015 | 06/2019 |
| Bank Of America, N.A. | Palos Hills | IL | 03/2023 | 09/2025 |
| Fisher Investments | Tampa | FL | 01/2026 | Present |
| Unemployed | Justice | IL | 10/2025 | 12/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-27 |
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