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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-19
NJ RA APPROVED 2021-10-19
  • TX RA
    APPROVED
    Since 2021-11-19
  • NJ RA
    APPROVED
    Since 2021-10-19

Branch Locations

61 South Paramus Road Suite 360, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bruderman Asset Management, Llc Suffern NY 03/2015 10/2021
Bruderman Brothers Llc Suffern NY 03/2015 10/2021
Raymond James & Associates Paramus NJ 10/2021 Present
  • 03/2015 → 10/2021
    Bruderman Asset Management, Llc
    Suffern, NY
  • 03/2015 → 10/2021
    Bruderman Brothers Llc
    Suffern, NY
  • 10/2021 → Present
    Raymond James & Associates
    Paramus, NJ
Previous Registrations
  • 2015-03-27 → 2021-10-28
    Gary Goldberg Planning Services
    Locust Valley, NY
  • 2010-04-01 → 2015-03-18
    Gary Goldberg Planning Services Inc
    Suffern, NY
Other Businesses

MEMBER OF LEGACY BENEFIT ASSURANCE LLC ("LEGACY") A DELAWARE LIMITED LIABILITY COMPANY ENGAGED IN THE BUSINESS OF SELLING INSURANCE PRODUCTS TO THE GENERAL PUBLIC. IT IS A NON-INVESTMENT RELATED BUSINESS. I WILL RECEIVE COMMISSIONS FROM INSURANCE COMPANIES ON THE SALE OF VARIOUS INSURANCE PRODUCTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-30
S63 Uniform Securities Agent State Law Examination 2010-03-22
  • S65 Uniform Investment Adviser Law Examination
    2010-03-30
  • S63 Uniform Securities Agent State Law Examination
    2010-03-22
Designations
Other Names
  • Christopher R Hanly
  • Christopher Hanly

View on SEC IAPD

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