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Peter J Ricci

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Riverside, RI

Smithfield, RI

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-14
RI RA APPROVED 2023-04-28
  • TX RA
    APPROVED
    Since 2023-06-14
  • RI RA
    APPROVED
    Since 2023-04-28

Branch Locations

3400 Pawtucket Ave Ci Client Management, Riverside, RI 02915 • United States

Smithfield, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville RI 08/2014 Present
Bank Of America N.A Greenville RI 08/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-26
  • S66 Uniform Combined State Law Examination
    2023-04-26

View on SEC IAPD

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