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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-11 |
| NM | RA | APPROVED | 2026-04-06 |
Branch Locations
400 N Pennsylvania Ave, Roswell, NM 88201 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roswell | NM | 01/2023 | Present |
| Roswell Homeless Coalition | Roswell | NM | 05/2020 | 01/2023 |
| Interpath Laboratories | Chehalis | WA | 08/2019 | 03/2020 |
| Steck Medical Group | Chehalis | WA | 11/2014 | 08/2017 |
| Valley View Health Center | Centralia | WA | 08/2017 | 04/2018 |
| Steck Medical Group | Chehalis | WA | 04/2018 | 08/2019 |
I*1167270, Name of the other business: Kiwanis, Whether the business is investment-related, No, Address of the other business: Roswell, NM, 88201, Nature of the other business, Non-profit civic organization that serves children in the community. Your position, Board Member, Start date of your relationship: 04/01/2022, Approximate number of hours/months you devote to the other business: 3hrs/Mo, Number of hours you devote to the other business during securities trading hours, 3, Briefly describe your duties relating to the other business: Non-profit organization that serves children within the communities of Roswell, Dexter, and Hagerman NM. Active Board Member, non financial handling duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-02 |
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