Kenroy Ricardo Carty

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2023 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 09/2022 → 12/2022
  Rohode Island Institute Middle College
  Providence, RI
• 10/2020 → 07/2022
  Long Bay High School
  Providenciales
• 09/2012 → 08/2020
  Knox College
  Spalding

Exams

• S66 Uniform Combined State Law Examination
  2023-05-03

Other Names

• Kenroy Carty