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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-19
CO RA APPROVED 2024-12-12
  • TX RA
    APPROVED
    Since 2025-02-19
  • CO RA
    APPROVED
    Since 2024-12-12

Branch Locations

9680 Grant St, Thornton, CO 80229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greeley CO 01/2023 Present
Unemployed Chandler AZ 09/2022 01/2023
Carvana Tempe AZ 08/2020 08/2022
Unemployed Chandler AZ 05/2020 08/2020
Arizona Christian University Glendale AZ 08/2016 05/2020
Cooper & Rueter Llp Casa Grande AZ 05/2016 03/2018
Bank Of America, N.A. Greeley CO 11/2024 Present
  • 01/2023 → Present
    Greeley, CO
  • 09/2022 → 01/2023
    Unemployed
    Chandler, AZ
  • 08/2020 → 08/2022
    Carvana
    Tempe, AZ
  • 05/2020 → 08/2020
    Unemployed
    Chandler, AZ
  • 08/2016 → 05/2020
    Arizona Christian University
    Glendale, AZ
  • 05/2016 → 03/2018
    Cooper & Rueter Llp
    Casa Grande, AZ
  • 11/2024 → Present
    Bank Of America, N.A.
    Greeley, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-11
  • S66 Uniform Combined State Law Examination
    2024-12-11

View on SEC IAPD

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