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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-10 |
| NJ | RA | APPROVED | 2024-09-09 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 01/2023 | Present |
| Unemployed | Trenton | NJ | 04/2022 | 01/2023 |
| Osi Staffing | Hamilton | NJ | 06/2020 | 04/2022 |
| Unemployed | Trenton | NJ | 03/2020 | 07/2020 |
| Infinity | Trenton | NJ | 01/2019 | 03/2020 |
| Sykes | San Jose | 06/2018 | 01/2019 | |
| Unemployed | San Jose | 04/2018 | 06/2018 | |
| Vanru | San Jose | 11/2017 | 04/2018 | |
| University Of Costa Rica | San Jose | 01/2017 | 11/2017 | |
| Hotel Natuga | Perez Zeledon | 11/2015 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-06 |
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